Article

jdsupra.com on 2018-11-14 22:43

UK Conduct Regulator Bans Former LIBOR Submitter From Performing Any Regulated Activity

The U.K. Financial Conduct Authority has published the Final Notice (dated October 30, 2018) that it issued to a former employee of a major ...

Related news

UK Conduct Regulator: COVID-19 Will Not Impact LIBOR Deadline jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Sets Out Conduct Expectations of Firms For Libor Transition jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Clarifies Rules on Publication of Non-Representative LIBOR jdsupra.com
California , United States , Switzerland
IBA Publishes Code of Conduct on LIBOR jdsupra.com
California , United States , Switzerland
UK Regulator Publishes Findings from LIBOR Review jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Publishes Annual Report jdsupra.com
California , United States , Switzerland
FCA Warns Firms of Conduct Risk During LIBOR Transition jdsupra.com
California , United States , Switzerland , Warns
NYDFS requires regulated institutions to submit plans describing preparations for LIBOR transition by Feb. 7 jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Publishes Finalized Approach to Competition jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Announces 2020 Mini-Bond Product Intervention Measures jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Wants Improvements to Banks' Whistleblowing Arrangements jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Consults on Guidance on Managing Inside Information jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Sets Out Approach for Annual Remuneration Round jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Consults on Firms' Treatment of Vulnerable Consumers jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Discusses Enhanced Liquidity Requirements for UCITS jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Publishes Brexit-Related Updates to Handbook jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Warns Firms About Misleading Financial Promotions jdsupra.com
California , United States , Switzerland , Warns
UK Conduct Regulator Publishes New Measure of Market Cleanliness jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Publishes Final Prospectus Regulation Rules jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Issues Feedback Statement on Digital Regulatory Reporting jdsupra.com
California , United States , Switzerland