Mutual Fund Dealers Association of Canada

MFormer Merritt CIBC employee fined $300,000 for theft from senior client merrittherald.com
CSA Revisit Short Selling in Canada jdsupra.com
Australia , United States , Canada
What’s New in Canadian Securities Litigation?jdsupra.com
Quebec , Ontario , Canada
CSA Seek Comments on Proposed Consolidated SRO and Investor Protection Funds jdsupra.com
Quebec , Canada
CSA Finalizes Amendments to Protect Older and Vulnerable Clients jdsupra.com
National Instrument , Canada
The Canadian Securities Administrators Adopt New Amendments to Enhance Protections for Senior and Vulnerable Investors jdsupra.com
National Instrument , Canada
IIROC Annual Report Gives Update on Fines, Collection and Enforcement Efforts and Pandemic Response jdsupra.com
Prince Edward Island , Nova Scotia , Quebec , Canada , Saskatchewan
Savings Potential: Report on IIROC’s Vision of a Shared Future With MFDA jdsupra.com
Canada
Concerns raised over Sun Life investor remediation plan following mutual fund settlement business.financialpost.com
Toronto , Canada
Market volatility may spur investors to scrutinize advisory fees more closely The Globe and Mail
Australia , United Kingdom , Canada , Toronto , Markham
Adviser, advisor or financial planner? Does the name matter?The Globe and Mail
Canada
Mutual-fund representatives a step closer to greater ETF access The Globe and Mail
Canada , Prince Edward Island , Nova Scotia , New Brunswick , Ontario
TJudge goes easy on depressed fraudster torontosun.com
Toronto , Brampton , Barrie
Investors to be provided mutual fund details earlier The Globe and Mail
Canada
Why your adviser may not understand how much risk you can stand The Globe and Mail
Ottawa
Quadrus to pay clients charged ‘excess fees’ a total of $8 million in compensation business.financialpost.com
Employer liability relating to fees in employer-sponsored retirement and savings plans jdsupra.com
Ontario , Canada
Investors, get bolder when it comes to talking about fees The Globe and Mail
Canada
Full disclosure coming on mutual fund fees (albeit slowly)The Globe and Mail
Advisers targeting seniors 'not all created equal'The Globe and Mail
Canada

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