Daniel M. Gallagher

SEC Chairman Announces Significant Changes to Commission Procedures for Considering Disqualification Waivers jdsupra.com
California , United States , Switzerland , Washington , Safe Harbor
Mylan names former SEC commissioner as chief legal officer observer-reporter.com
United Kingdom , Washington
The Year in Review: Ten Trends in SEC Enforcement Actions jdsupra.com
Ironridge
Get Ready to Be Clawed, With the SEC's Blessing, and It May Cost You Dearly jdsupra.com
Wall Street
SEC Once Again Sanctions The CCO of An Investment Advisory Firm jdsupra.com
SEC Exam Staff Shares Observations on Outsourced Chief Compliance Officers jdsupra.com
Washington
SEC Commissioners Making a “Noisy Exit”jdsupra.com
Noisy-sur-École
The Financial Report - Volume 14, No. 18 - September 2015 (Global)jdsupra.com
Pay-Ratio Rules Are Final—Could Banks Feel the Impact?jdsupra.com
United States , Wall Street
SEC Approves Final Rules for Pay Ratio Disclosure jdsupra.com
United States , Wall Street
SEC Adopts Pay Ratio Rules jdsupra.com
United States , Wall Street
A Misbegotten Political Jab at CEO Pay wsj.com
Thaya
Financial Services Weekly News - August 2015 jdsupra.com
The Settlement , Fines
DOL Open to Changing Fiduciary Proposal, But Some Press for it to be Scrapped jdsupra.com
North Star
A Compilation of Non-Enforcement Actions jdsupra.com
Gallagher: SEC Should Not Alienate Chief Compliance Officers jdsupra.com
The Financial Report - Volume 4, No. 9 • May 2015 (Global)jdsupra.com
The SEC on Capital Formation: Graded Incomplete – Commissioner Gallagher jdsupra.com
Reg
How Foreigners Became America’s Financial Regulators wsj.com
China , United States , Americas
Meeting of the SEC Advisory Committee on Small and Emerging Companies jdsupra.com

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