Mark T. Uyeda

Emerging Market Trends for FPIs: Insights from the ABA Business Law Section Fall Meeting jdsupra.com
United States , Latin America
SEC Cyber Enforcement Update: Which Way Are the SolarWinds Blowing? (Update)jdsupra.com
The Settlement , Palo Alto , Netherlands
SEC v. Binance: Court Decides Majority of Claims Can Proceed but Expresses Skepticism of SEC’s Application of Law to the Cryptocurrency Industry jdsupra.com
United States , Colombia
SEC Seriously Limits Dealer/Trader Distinction: Betting Window Open Re Federal Court Veto jdsupra.com
Big Top , Betting
FUNDamentals: Is the Joint FinCEN and SEC Proposal for Investment Adviser Customer Identification Program DoA?jdsupra.com
The SEC Stays Its Own Climate Rule—What’s Next?jdsupra.com
California , Washington
SEC Adopts Final Rules for Climate-Related Disclosures jdsupra.com
United States , Wyoming , South Carolina , Oklahoma , New Hampshire
SEC Adopts Climate Change Disclosure Rules; Court Imposes Temporary Stay jdsupra.com
Safe Harbor
Weekly Blockchain Blog - March 2024 #2 jdsupra.com
Colorado , Switzerland
SEC adopts climate-related disclosure regime covering all registrants jdsupra.com
West Virginia , District of Columbia , Vermont , Minnesota , Massachusetts
Understanding SEC’s Focus Amid Lack of Final AI Rules jdsupra.com
Looking Glass , Warns
SEC Expands Statutory Definition of “Dealer” and “Government Securities Dealer”jdsupra.com
SEC Finalizes Changes to Dealer Definition – Does Not Exempt Private Funds or Proprietary Trading Firms jdsupra.com
SEC and FINRA Broker-Dealer Enforcement: Recapping 2023 and Previewing 2024 jdsupra.com
Harv , National Market , Trades
SEC approves Spot Bitcoin ETP, opening new pathway to Bitcoin investment jdsupra.com
Reg , Valkyrie
Top 10 International Anti-Corruption Developments for November 2023 jdsupra.com
SEC Signals Intent to Regulate NFTs jdsupra.com
Israel
Daily Financial Regulation Update -- Tuesday, November 7, 2023 jdsupra.com
Ukraine , Russia , United States
Swiss Banks Launch Crypto Offerings; GAO Addresses SEC Crypto Bulletin; UK and Hong Kong Publish Crypto Guidance; DOJ and SEC Enforcement Continues jdsupra.com
United Kingdom , Hong Kong , Switzerland
SEC Adopts Final Rules to Amend Beneficial Ownership Reporting Rules jdsupra.com

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