Article

jdsupra.com on 2016-06-29 18:41

SEC Orders Increase in Qualified Client Threshold

The Securities and Exchange Commission (SEC) issued a final order on June 14 to adjust for inflation the net-worth threshold for a registered ...

Mereen Miran

Related news

SEC To Increase Qualified Client Net Worth Threshold jdsupra.com
SEC Increases Qualified Client Threshold jdsupra.com
Wall Street
SEC Updates Qualified Client Threshold jdsupra.com
SEC Increases Qualified Client Net Worth Threshold jdsupra.com
SEC Raises Qualified Client Threshold for Investment Adviser Performance Fees jdsupra.com
United States
SEC to Adjust Net Worth Threshold for Qualified Clients jdsupra.com
Wall Street
SEC Proposes Increase for 13F Threshold jdsupra.com
SEC Raises The Dollar Threshold For Qualified Clients jdsupra.com
The SEC Adjusts the “Qualified Client” Tests for Inflation jdsupra.com
Wall Street
SEC Proposes to Increase 13F Threshold to $3.5 Billion jdsupra.com
Net worth threshold for "qualified clients" under Investment Advisers Act will increase effective 8/15/2016 jdsupra.com
SEC Proposes Higher Net Worth Threshold for Qualified Clients under the Advisers Act jdsupra.com
Wall Street
SEC Increases the "Qualified Client" Net Worth and Assets Under Management Thresholds jdsupra.com
Reg , Wall Street
SEC Directed to Increase Rule 701 Disclosure Threshold to $10 million jdsupra.com
California , United States , Switzerland
SEC proposes $3.4 billion increase to current $100 million reporting threshold for Form 13F jdsupra.com
Recent Amendment of SEC’S “Qualified Client” Definition jdsupra.com
Texas
SEC Increases Financial Thresholds for Qualified Clients jdsupra.com
Wall Street , Texas
SEC Eases Disclosure Threshold Under Rule 701 jdsupra.com
California , United States , Switzerland
SEC Proposes Increasing the 13F Threshold to $3.5 billion jdsupra.com
SEC Proposes Increased Threshold for Form 13F Reporting jdsupra.com