Article

jdsupra.com on 2021-08-05 22:51

SEC Updates Qualified Client Threshold

On June 17, 2021, the SEC issued an order (the “Order”) to adjust for inflation the dollar amount thresholds that determine when an investor is a ...

SEC

Related news

SEC Increases Qualified Client Threshold jdsupra.com
Wall Street
SEC Orders Increase in Qualified Client Threshold jdsupra.com
SEC Increases Qualified Client Net Worth Threshold jdsupra.com
SEC to Adjust Net Worth Threshold for Qualified Clients jdsupra.com
Wall Street
SEC Raises The Dollar Threshold For Qualified Clients jdsupra.com
The SEC Adjusts the “Qualified Client” Tests for Inflation jdsupra.com
Wall Street
SEC To Increase Qualified Client Net Worth Threshold jdsupra.com
SEC Raises Qualified Client Threshold for Investment Adviser Performance Fees jdsupra.com
United States
SEC Updates Accredited Investor and Qualified Institutional Investor Definitions jdsupra.com
India , United States
SEC Increases the "Qualified Client" Net Worth and Assets Under Management Thresholds jdsupra.com
Reg , Wall Street
SEC Updates Accredited Investor Definition; Makes Related Changes to Qualified Institutional Buyer Definition jdsupra.com
SEC Expands and Updates Accredited Investor and Qualified Institutional Buyer Definitions jdsupra.com
SEC Updates “Qualifying Venture Capital Fund” Threshold for Section 3(c)(1) Exemption Under the Investment Company Act jdsupra.com
Recent Amendment of SEC’S “Qualified Client” Definition jdsupra.com
Texas
SEC Eases Disclosure Threshold Under Rule 701 jdsupra.com
California , United States , Switzerland
SEC Proposes Increase for 13F Threshold jdsupra.com
SEC Increases Financial Thresholds for Qualified Clients jdsupra.com
Wall Street , Texas
Investment Management SEC Updates jdsupra.com
United States
SEC Updates Form ADV jdsupra.com
SEC Proposes Increasing the 13F Threshold to $3.5 billion jdsupra.com